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Graduate Compliance Analyst

Employer
Page Personnel
Location
London
Salary
30000.00 - 32500.00 GBP Annual + Competitive benefits package
Closing date
25 Dec 2023

View more

Specialism
Administration
Sector
Accounting
Role Type
Graduate, Other work and training
Start Date
Immediate
Duration
Permanent

Graduate Compliance Analyst within a Financial Services firm based in Central London.

Opportunity to enter the world of Financial Services and learn about Investment Management and Alternative Investment Management.

Client Details

Investments support firm (Fund Management/Fund Administration).

Description

  • Risk assessment process for Appointed Representatives.
  • Completion of all forms and liaison with the Financial Conduct Authority ("FCA").
  • Ongoing monitoring and oversight of all Appointed Representatives - ensuring controls and procedures are adequate and are being adhered to.
  • Update of policies and procedures to ensure compliance and efficiency.
  • Ad-hoc Compliance projects for Compliance Manager.

Profile

Undergraduate level qualified - Law, Economics, Finance desirable but not essential.

Ability to show an interest in compliance or financial services role - through degree, internships, etc.

Job Offer

30,000+ annual salary

Hybrid working

Competitive benefits package

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