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Senior Controls & Monitoring/Risk Specialist Apprentice

Employer
Julius Baer International Limited
Location
1, St. Martin's Le Grand, London, EC1A 4AS
Salary
£30,000.00 annually
Closing date
29 Jan 2022

View more

Specialism
Other
Sector
Unspecified
Role Type
Apprenticeship, Degree
Start Date
March
Duration
Permanent
Duties Include:
  • Provide support to the Risk team in maintaining, enhancing and implementing the Risk Management Framework including the Control Plan
  • Performing Compliance and Financial Crime related controls in a timely manner for completion of the quarterly control plan report
  • Preparation of input into Governance Committees including the monthly Executive Risk and Conduct Committee meeting (ERCC) and Risk and Audit Committee (RAC)
  • Provide support to the Compliance team, performing ad hoc process embedded reviews as part of Compliance function including reconciling data received under Service Level Agreements (SLAs) vs control reports during Market Abuse Regulation (MAR) check
  • Conducting thematic reviews
  • Support and maintain Compliance and Risk processes including Conflicts of Interest and Breaches
  • Monitoring, coordinating and assessment of monthly reporting of operational losses and incidents
  • Timely follow up with stakeholders on action plans arising from the Risk and Control Self-Assessment (RCSA), quarterly Internal Controls assessment and other operational risk processes
  • Keep abreast of latest Compliance, Financial Crime and Risk Management techniques and industry best practices


Requirements and prospects

Desired skills

Skills, Experience & Competencies
  • Excellent interpersonal skills
  • Possession of good judgement
  • Strong verbal and written communication skills
  • Ideally to have at some relevant experience in the Financial Services Sector


Personal qualities

  • Are interested in and enthusiastic about the financial sector as well as the economy
  • Are motivated, reliable and open-minded
  • Are service-orientated, independent and a good team player


Desired qualifications

  • As a minimum you should have completed level 2 English and maths (or equivalent)


Future prospects

  • Good career progressing routes available

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